AML Analyst - Quality Assurance (Testing & Monitoring)

Responsibilities

• Implement, and executepliance testing program for Anti-Money Laundering (AML) controls in the first and second lines of defence.
• Participate in the planning, execution, and reporting ofpliance assurance reviews and regulatory issue validation.
• Perform qualitative, risk-based testing on first and second lines of defence by reviewing key Anti-Money Laundering / Financial crime control points from a population sample.
• Participate in preliminary discussions with applicable control owners and present initial test findings.
• Produce Reports (including ad hoc) for control owners and senior management based on initial findings and discussions, at the direction of the AML Assurance / QA Manager.
• Develop and prepare corrective action and management information reports for control owners.
• Conduct timely follow-ups on pending issues to ensure quick resolutions.
• Participate in the planning, execution and reporting ofpliance assurance reviews.
• Carry outpliance and regulatory issue validation activities in accordance with the Assurance Testing Plan.
• Assist with the development and enhancement of the Assurance Testing Methodologies and Standards for testing, monitoring, and reporting.
• Utilize innovativepliance testing solutions including Data Analytics for value addition and reduce costs ofpliance-related activities.
• Coordinate QA / Testing reviews under the guidance of the AML Assurance / QA Manager and Senior QA / Testing Analyst, following the Assurance Testing Plan.
• Assist in producing AML / Anti-financial crime Quality Assurance review metrics and distribute to stakeholders.
• Update and monitor issues identified for remediation using the variouspliance Tracking Tools.
• Intermediate knowledge in the usage of Oracle SQL to retrieve, filter, analyse, format and present information from Oracle databases for testing and exception report monitoring.

Experience

Skills andpetencies

LI-RB1 #LI-Onsite #LI-HYBRID #LI-Full-time Job ID 8040024002